CARROLS RESTAURANT GROUP, INCfalse000080924800008092482020-11-052020-11-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) January 10, 2022

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Carrols Restaurant Group, Inc.

(Exact name of registrant as specified in its charter)

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Delaware						001-33174			83-3804854
(State or other jurisdiction of  incorporation or organization)						(Commission  File Number)			(I.R.S. Employer  Identification No.)
968 James Street
Syracuse,			New York						13203
(Address of principal executive office)									(Zip Code)
Registrant’s telephone number, including area code:						(315)			424-0513
N/A
(Former name or former address, if changed since last report.)

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Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $.01 per share

TAST

The NASDAQ Global Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

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☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.

On January 10, 2022, Carrols Restaurant Group, Inc. issued a press release, the entire text of which is attached as Exhibit 99.1 and is incorporated by reference herein.

ITEM 7.01. REGULATION FD DISCLOSURE.

The information required to be disclosed under this Item 7.01 is included in Item 2.02 above and incorporated by reference herein.

Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

99.1			Carrols Restaurant Group, Inc. Press Release, dated January 10, 2022
104			Cover Page Interactive Data File (formatted as Inline XBRL)

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Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 10, 2022

CARROLS RESTAURANT GROUP, INC.

By:			/s/ Anthony E. Hull
Name:			Anthony E. Hull
Title:			Vice President, Chief Financial Officer and Treasurer

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